Gottlieb on Brown

I have been interested in the relationship between the transitivity principle and transparency for quite a while now. This issue has come up again in a recent paper  by Joseph Gottlieb fittingly called Transitivity and Transparency. This paper came out in Analytic Philosophy in 2016 but he actually sent me the paper beforehand. I read it and we had some email conversation about it (and this influenced my Introspective Consciousness paper (here is the session I had on it)) but I never got the chance to formulate any clear thoughts on it. So I figured I would give it a shot now.

There is a lot going on in the paper and so I will focus for the most part on his response to some of my early work on what will become HOROR theory. He argues that what he calls Non-State-Relational Transitivity, is not an ‘acceptable consistency gloss’ on the transitivity principle. So what is a consistency gloss? The article is technical (it did come out in Analytic Philosophy, after all!). For Gottlieb this amounts to giving a precisification of the transitivity principle that renders it compatible with what he calls Weak Transparency. He defines these terms as follows,

TRANSITIVITY: Conscious mental states are mental states we are aware of in some way.

W-TRANSPARENCY: For at least one conscious state M, it is impossible to:

(a) TRANSPARENCY-DIRECT: Stand in a direct awareness relation to M, or; (b) TRANSPARENCY-DE RE: Stand in a de re awareness relation to M, or; (c) TRANSPARENCY-INT: Stand in an introspective awareness relation to M,

His basic claim, then, is that there is no way of making precise the statement of transitivity above in such a way as to render it consistent with the weak version of transparency that he thinks should count as a truism or platitude.

Of course my basic claim, one that I have made since the beginning of thinking about these issues, is that there is a way of doing this but it requires a proper understanding of what the transitivity principle says. If we do not interpret the theory as claiming that a first-order state is made conscious by the higher-order state (as Gottlieb does in TRANSITIVITY above) but instead think of transitivity as telling us that a conscious experience is one that makes me aware of myself as being in first-order states then we have a way to satisfy Weak Transparency.

So what is Gottlieb’s problem with this way of interpreting the transitivity principle? He has a section of the paper discussing this kind of move. He says,

4.3 Non-State-Relational Transitivity

As it stands, TRANSITIVITY posits a relation between a higher-order state and a first-order state. But not all Higher-Order theorists construe TRANSITIVITY this way. Instead, some advance:

  • NON-STATE-RELATIONAL TRANSITIVITY: A conscious mental state is a mental state whose subject is aware of itself as being in that state.

NON-STATE-RELATIONAL TRANSITIVITY is an Object-Side Precisification. And it appears promising. For it says that we are aware of ourselves as being in conscious states, not simply that we are aware of our conscious states. These are different claims.

I agree that this is an importantly different way of thinking about the transitivity principle. However, I do not think that I actually endorse this version of the transitivity principle. As it is stated here NON-STATE-RELATIONAL TRANSITIVITY is still cast in terms of the first-order state.

What I mean by that is when we ask the question ‘which metal state is phenomenally conscious?’ the current proposal would answer ‘the mental state the subject is aware of itself as being in’. Now, I do think that this is most likely the way that Rosenthal and Weisberg think of non-state-relational transitivity but this is not the way that I think about it.

I have not put this in print yet (though it is in a paper in draft stage) but the way I would reformulate the transitivity principle would be as follows (or at least along these general lines),

  • A mental state is phenomenally conscious only if it appropriately makes one aware of oneself as being in some first-order mental state

This way of putting things emphasizes the claim that the higher-order state itself is the phenomenally conscious state.

Part of what I think is going on here is that there is an ambiguity in terms like ‘awareness’. When we say that we are aware of a first-order state, or whatever, what we should mean, from the higher-order perspective, is that the higher-order state aims at or targets or represents or whatever the first-order state. I have toyed with the idea that the ‘targeting’ relation boils down to a kind of causal-reference relation. But then we can also ask ‘how does it appear to the subject?’ and there it is not the case that we should say that it appears to the subject that they are aware of the first-order state. The subject will seemingly be aware of the items in the environment and this is because of the higher-order content of the higher-order representation.

Gottlieb thinks that non-state-relational transitivity,

 …will do nothing with respect to W-TRANSPARENCY…For presumably there will be (many!) cases where I am in the conscious state I am aware of myself as being in, and so cases where we will still need to ask in what sense I am aware of those states, and whether that sense comports with W-TRANSPARENCY. NON-STATE-RELATIONAL TRANSITIVITY doesn’t obviously speak to this latter question, though; the awareness we have of ourselves is de re, and presumably direct, but whether that’s also true of the awareness we have of our conscious states is another issue. So as it stands, NON-STATE-RELATIONAL TRANSITIVITY is not a consistency gloss.

I think it should be clear by now that this may apply to the kind of view he discusses, and that this view may even be one you could attribute to Rosenthal or Weisberg, but it is not the kind of view that I have advocated.

According to my view the higher-order state is itself the phenomenally conscious state, it is the one that there is something that it is like for one to be in. What, specifically, it is like, will depend on the content of the higher-order representation. That is to say, the way the state describes one’s own self determined what it is like for you. When the first order state is there, it, the first-order state, will be accurately described but that is besides the point. W-transparency is clearly met by the HOROR version of higher-order theory. And if what I said above can hold water then it is still a higher-order theory which endorses a version of the transitivity principle but it is able to simultaneously capture many of the intuitions touted as evidence for first-order theories.


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